The SEC said that the bank’s violations included misleading disclosures to investors, not acting or making recommendations in the best interest of shareholders and prohibiting joint transactions ...

JP Morgan Affiliates to Pay $151 Million to Resolve SEC Enforcement Actions. Oct. 31, 2024 5:15 PM ET JPMorgan Chase & Co. (JPM), JPM:CA. Newsfile Corp ...

In neither admitting or denying culpability, JPM has agreed to pay the $151 million in penalties. The affiliates of JP Morgan Chase and Co. were charged with misleading disclosures to brokerage ...