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Regulator Fines Morgan Stanley $2 Million Over First Republic Insider Sales
Massachusetts’ securities regulator fined Morgan Stanley $2 million for allegedly failing to properly monitor insider securities sales by a former CEO of First Republic Bank in the months prior ...
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Morgan Stanley Is Fined Over First Republic Insider Sales
In the months before it failed last year, the executive chairman of First Republic Bank sold more than $6.8 million worth of stock through Morgan Stanley. The bank has now settled an investigation ...