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Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...
US judge rejects Vanguard $40 million mutual fund settlement, cites SEC accord
U.S. District Judge John Murphy in Philadelphia said the proposed class action settlement announced in November "provides no ...
Judge rejects $40M Vanguard settlement, claims it 'provides no value' to investors
A federal judge has thrown a wrench into Vanguard's plans to settle a class-action lawsuit, citing concerns about fairness to ...
The Gazette3d
US judge rejects Vanguard $40 million mutual fund settlement, cites SEC accord
Vanguard's total payout to the SEC was $106.4 million, including a $13.5 million civil fine. In a 25-page decision, Murphy agreed with an objecting class member that approving the $40 million ...
Yahoo Finance3d
US judge rejects Vanguard $40 million settlement with mutual fund investors
(Reuters) - A federal judge on Monday rejected Vanguard Group's $40 million settlement ... larger settlement in January with the U.S. Securities and Exchange Commission. Murphy said rejecting ...