NBC Washington
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
Asset management giant Vanguard has agreed to pay more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission announced ...
Hosted on MSN
Vanguard to Pay $19.5 Million for Inadequate Advisor Pay Disclosures, SEC Says
Vanguard is on the hook for a $19.5 million penalty following a Securities and Exchange Commission investigation into the company’s disclosures about how it compensated some of its financial advisors.
ETF Daily News
Vanguard Short-Term Inflation-Protected Securities ETF $VTIP Shares Sold by Baird Financial Group Inc.
Baird Financial Group Inc. decreased its position in shares of Vanguard Short-Term Inflation-Protected Securities ETF (NASDAQ:VTIP – Free Report) by 7.6% in the 1st quarter, according to the company ...
Arizona Daily Star
Vanguard agrees to pay clients $19.5 million in conflict-of-interest case filed by SEC
When Vanguard Group in 2020 stepped up efforts to supplement its famously low money-management fees by expanding its Personal Advisor Service, the company said on its website that Vanguard advisers ...