Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission announced ...
Vanguard is on the hook for a $19.5 million penalty following a Securities and Exchange Commission investigation into the company’s disclosures about how it compensated some of its financial advisors.
The Securities and Exchange Commission announced on Friday it had entered an agreement with Vanguard Advisers, the advisory arm of the giant mutual fund complex, to pay $19.5 million in fines for ...
When Vanguard Group in 2020 stepped up efforts to supplement its famously low money-management fees by expanding its Personal Advisor Service, the company said on its website that Vanguard advisers ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
Asset management giant Vanguard has agreed to pay more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission announced ...
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