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Vanguard to pay more than $100 million to SEC over violations involving target date retirement fundsThe SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...
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Vanguard pays $106 million to settle SEC chargesVanguard, one of the world’s largest asset managers, has agreed to pay $106.41 million to the Securities and Exchange ...
The Securities and Exchange Commission reached a settlement with a crypto firm with ties to the White House in order to ...
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