Nigeria’s Securities and Exchange Commission (SEC) has issued a warning to the general public regarding the CMTrading trading ...

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Less welcome news came earlier in January, when the Securities and Exchange Commission fined Vanguard to the tune of $106 million. This was as a result of improper tax-related disclosures tied to ...

The SEC accord provided $135 million in remediation to investors, minus the $40 million and minus $2.1 million for individual claims. Vanguard’s total payout to the SEC was $106.4 million ...

Vanguard's total payout to the SEC was $106.4 million, including a $13.5 million civil fine. In a 25-page decision, Murphy agreed with an objecting class member that approving the $40 million ...

Vanguard's total payout to the SEC was $106.4 million, including a $13.5 million civil fine. In a 25-page decision, Murphy agreed with an objecting class member that approving the $40 million ...

Vanguard's total payout to the SEC was $106.4 million, including a $13.5 million civil fine. The logo for Vanguard is displayed on a screen on the floor of the NYSE in New York In a 25-page decision, ...

The Securities and Exchange Commission ... He further explained that the Act stipulates a minimum fine of N10 million for anyone operating a Ponzi scheme in Nigeria. “So, N10 million is not ...

The $106.41 million fine will be allocated to harmed investors. Vanguard neither admitted nor denied the SEC’s findings in agreeing to the fine. Read more about Vanguard Group and its retirement ...

Vanguard paid an $800,000 fine and has since corrected the errors ... The employee was fired less than a month after filing with the SEC. This case is currently under investigation.